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Compliance Specialist VAC-19280G

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Job Overview

Our client is a market leading provider of Contracts for Difference (CFDs) trading in Shares, Forex, Commodities, and Indices and they are looking to recruit a Compliance Specialist to join the Compliance Department

Requirements:

University degree in Law/Business/Finance/Risk Management/Accounting/Economics or a related field.
Between 2 to 4 years of experience within the forex industry is a must..
Holder of CySEC certification will be considered an advantage, if not, the successful candidate will have to pass the relevant CySEC examination.
Very good knowledge of CySEC regulatory framework.
Excellent knowledge of English.
Very good communication and interpersonal skills.
Flexible, energetic with a positive attitude.
Computer literate.

Responsibilities & Duties:

Working closely with the Head of Compliance and Compliance Executives on multiple areas of the Compliance & Regulatory cycle.
Draft relevant compliance policies and procedures and monitor their practical implementation by the relevant departments.
Assist in the handling of client complaints and/or monitor the handling of client complaints.
Assist in performing best execution monitoring tests as well as monitoring accounts for suspicious trading practices.
Review, approve and/or monitor communications and information to Clients (including customer support communications, marketing communications, affiliate websites).
Keep abreast with new legislation and regulation updates, and report in summary form such updates to the Head of Compliance.
Assist in the preparation of reports to Regulatory Authorities and Management.
Conduct internal compliance audits and report relevant monitoring findings and recommendations for correction of any deficiencies to the Head of Compliance.
Maintain close collaboration and communication with relevant authorities and other counterparts, as appropriate.
Undertake other compliance duties as requested by the Head of Compliance.

Working Hours

Monday to Friday 9:00am to 6:00pm (1 hour lunch break)

Salary and benefits

Salary based on skills and experience
Medical cover

To apply for this vacancy please send an English version of your CV to admin@smstaffmatters.com with subject: Compliance Specialist VAC-19280G

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